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Global Broker Regulation & Inquiry App
Regulatory Level

C

The Securities Commission of The Bahamas(SCB)

BahamasEstablished in 1995 Regulated by GovernmentForex RegulationNBPInternational Regulatory Organization

https://www.scb.gov.bs/

Website

License application
Regulatory Level
Regulatory Info

NBP: Supported

Inv Prot: --

Members: 14

Established: Established in 1995

Accts Mngd Sep: Supported

IOSCO
Enjoy the services provided by the association

Instruments and Trading Limits

Regulated financial instruments

Forex、Stocks、Fund、Options、Securities、Futures

Complaint Channels

Live chat

https://www.scb.gov.bs/wp-content/uploads/2022/07/Complaints-Submission-Form.pdf

Hotline

(242) 397-4100

Email

ecomplaints@scb.gov.bs

SCB Organization Introduction

The Securities Commission of The Bahamas (“the Commission”)(SCB) is a statutory body established in 1995 pursuant to the Securities Board Act, 1995. That Act has since been repealed and replaced by new legislation. The Commission’s mandate is now defined in the Securities Industry Act, 2011 (SIA, 2011). The Commission is responsible for the administration of the SIA, 2011 and the Investment Funds Act, 2003 (the IFA), which provides for the supervision and regulation of the activities of the investment funds, securities and capital markets. The Commission, having been appointed Inspector of Financial and Corporate Services in 1 January 2008, is also responsible for administering the Financial and Corporate Service Providers Act, 2000.

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