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Global Broker Regulation & Inquiry App
Regulatory Level

A

Securities and Futures Bureau(SFB)

Taiwan, ChinaEstablished in 2004 Regulated by GovernmentForex Regulation

https://www.sfb.gov.tw/ch/index.jsp

Website

License application
Regulatory Level
Regulatory Info

NBP: --

Inv Prot: --

Members: 0

Established: Established in 2004

Accts Mngd Sep: --

Not a member of IOSCO (International Organization of Securities Commissions)

Instruments and Trading Limits

Regulated financial instruments

Bond、Stocks、Options、Securities、Futures

Complaint Channels

Hotline

02-8773-4136

SFB Organization Introduction

To promote the Taiwan national economic development, facilitate sound developments of the securities and futures markets, maintain the orderly transaction of the markets, and safeguard the rights and interests of securities investors and futures traders, the Financial Supervisory Commission (FSC) establishes the Securities and Futures Bureau (SFB) for purposes of the supervision and regulation of the securities and futures markets and securities and futures enterprises, and the formulation, planning, and implementation of related policies, laws, and regulations. This includes supervision and regulation of the review and trading of futures trading contracts; supervision and regulation of securities and futures enterprises; supervision and regulation of foreign investment in domestic securities and futures markets; Supervision and regulation of securities industry associations, futures industry associations, and related foundations etc.

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