CIBC

{"webSite":[{"url":"http://www.cibccm.com/cibc-eportal-web/portal/wm?pageId=home&language=en_CA","type":1,"isLegal":true}],"influenceRank":"B","ico":"https://eimgjys.fxeyee.com/ico/636801213488287038/FXT636801213488287038_323434.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/636801213452661999/FXT636801213452661999_780126.png_wiki-template-global","shortName":"CIBC","establishYear":2018,"score":"1.55","tradeEnvRank":null,"isCommentProtect":true,"searchCount":37,"summary":{"content":"{brokers name}是一家英國交易商，成立於2018年，在2024年有1條監管機構披露信息，客戶服務：支持英語，{brokers name}的影響力主要分佈在阿聯酋、加拿大、捷克、法國、英國、希臘、匈牙利、約旦、阿曼、巴基斯坦，影響力平均指數為6.50，綜合評級為B，天眼評分給{brokers name}打了1.55分。"},"advantage":{"advantages":["成立時間較久","在線客服支持"],"disadvantages":["監管狀態存疑","有監管機構負面信息披露","該交易商天眼評分較低"]},"highLight":{"regulatorCountry":[],"tradingPlatformType":null,"fundstransferType":null,"enterCondition":null,"maxLever":null,"transactionType":null,"allowCryptocurrency":false,"allowEATransaction":false,"accountNames":null},"safety":{"content":"{brokers name}疑似套牌英國 FCA金融機構的監管，{brokers name} 總部位於英國，成立於2018年。 {brokers name}安全嗎？","regulators":[{"RegulatorCode":"8262479796","FullName":"英國金融市場行為監管局","ShortName":"英國 FCA","OrganizationName":"CIBC World Markets PLC","States":406,"Color":"#B2243C","Annotation":"疑似套牌","RegulationNumber":"176515","CountryName":"英國"}],"level":2,"badState":["疑似套牌"],"regulatoryDisclosure":{"total":1,"regulatorInfo":[{"RegInfo":{"fullName":"加拿大的金融交易和報告分析中心","ShortName":"FINTRAC","ico":"https://eimgjys.fxeyee.com/ico/9412386969/FXR_9412386969_100x100_54428.png_wiki-template-global","hico":"https://eimgjys.fxeyee.com/hico/9412386969/FXR_9412386969_100x100_10511.png_wiki-template-global","logo":"https://eimgjys.fxeyee.com/logo/9412386969/FXR_9412386969_400x226_14864.png_wiki-template-global","flag":"https://img.souhei.com.cn/flag/87b126f152ed3d89/124.png_wiki-template-global","desc":"加拿大金融交易和報告分析中心（FINTRAC）成立於2000年，是加拿大的金融情報單位，總部位於渥太華。 FINTRAC依據《犯罪收益（洗錢）和恐怖主義融資法》（PCMLTFA）及其法規成立，並在其範圍內運作。 FINTRAC主要負責偵查、預防、威懾加拿大金融業的洗錢、恐怖融資以及其他威脅加拿大金融業安全的活動。","banner":"https://img.souhei.com.cn/bg/9412386969/FXR_9412386969_1242x696_56982.png_wiki-template-global","bannerV2":"https://img.souhei.com.cn/bg/9412386969/FXR_9412386969_1242x696_56982.png_wiki-template-global","code":"9412386969","country":"加拿大","bgColor":"#2E5299","regulatorColor":"#CBD7EE"},"DisclosureDetail":[{"CategoryName":"罰款","Reason":"加拿大帝國商業銀行（ CIBC ），也是一家總部位於安大略省多倫多的加拿大銀行，因犯下 2 項違規行為，於 2023 年 10 月 23 日被處以 1,329,150 美元的行政罰款。 ","RegId":"202403070805324691","Content":"對加拿大帝國商業銀行的行政罰款來自：加拿大金融交易和報告分析中心（fintrac）[2023-12-07] 加拿大帝國商業銀行（ CIBC ），也是一家總部位於安大略省多倫多的加拿大銀行，因犯下 2 項違規行為，於 2023 年 10 月 23 日被處以 1,329,150 美元的行政罰款。此次處罰是針對下列人員的行政違法行為 CIBC根據《犯罪所得（洗錢）及恐怖主義融資法》及其相關條例，不屬於洗錢或資助恐怖主義活動的刑事犯罪。行政罰款已全部繳納 CIBC並且訴訟程序已經結束。違規性質 違規#1 個人或實體未能報告在其活動過程中發生的金融交易，並且有合理理由懷疑這些交易與委託或企圖委託金錢有關洗錢或資助恐怖主義活動犯罪，違反《犯罪收益（洗錢）和資助恐怖主義法》第7 條。如果有合理理由懷疑一項或多項交易與洗錢或資助恐怖主義活動犯罪有關，加拿大帝國商業銀行未能提交可疑交易報告。 Fintrac 2021 年對該銀行的檢查發現了一個本應向 Fintrac 提交可疑交易報告的情況。本案涉及該銀行的一名客戶，該客戶已被逮捕並被指控犯有刑事犯罪。銀行知道這些費用並審查了客戶的交易。然而，儘管存在反洗錢/恐怖分子融資指標以及銀行獲得的背景信息，但銀行確定無需報告可疑交易，因為觀察到的活動似乎正常且符合客戶的資料。違規行為 #2 金融實體未能報告在單筆交易過程中收到來自加拿大境外的 10,000 美元或以上電子資金轉賬的收據，以及規定的信息 - 犯罪收益（洗錢）和恐怖主義融資法規，第12( 1)(c)段加拿大帝國商業銀行未能提交附有規定資料的電子資金轉帳報告。 Fintrac 的2021 年檢查發現，在很短的時間內收到的20,000 筆Swift 電子轉帳樣本中，發現了1,003 起與未報告的電子資金轉帳(EFT) 相關的違規行為，該銀行是最後一家從另一家加拿大金融機構收到國際電子轉帳的加拿大金融機構機構的名稱和/或地址不完整。在檢查過程中，發現該銀行的快速付款電子電子轉帳報告流程以及確保合規報告要求的測試有缺陷。因此，該銀行沒有向FINTRAC提交EFTR，以履行犯罪收益（洗錢）和恐怖主義融資條例第12(5)款規定的報告義務。","Title":"對加拿大帝國商業銀行的行政罰款","category":"3","RegTime":"2023-12-07T00:00:00","RuleName":"名称匹配","Tag":{"TagName":"Sanction","Color":"#9B273A","Category":"3","Language":"en","Logo":"https://img.fx696.com/test/bg/638017088565349598/FXR638017088565349598_235021.png_wiki-template-global"},"CreateTime":"2024-03-07T08:05:32","wiki_timestamp":1701907200000}]}]}},"openAccount":null,"tradeEnv":{"TotalDescribe":null,"name":null,"logo":null,"Grade":null,"SpeedGrade":null,"FastestSpeed":null,"FastestSpeed_Open":null,"FastestSpeed_Close":null,"SlowestSpeed":null,"SlowestSpeed_Open":null,"SlowestSpeed_Close":null,"SpeedOverRate":null,"SlipGrade":null,"AveSlip":null,"MaxSlip":null,"MaxSlip_Positive":null,"MaxSlip_Negative":null,"SlipOverRate":null,"CostGrade":null,"AveCost_wh":null,"AveCost_xau":null,"CostOverRate":null,"SwapGrade":null,"AveLongSwap_wh":null,"AveShortSwap_wh":null,"AveLongSwap_xau":null,"AveShortSwap_xau":null,"SwapOverRate":null,"OffLineGrade":null,"AveReconnectNum":null,"AveReconnectTime":null,"OffLineOverRate":null,"AveSpeed":null,"SpeedDescribe_new":null,"SpeedDescribefast_new":null,"SpeedDescribefastopen_new":null,"SpeedDescribefastclose_new":null,"SpeedDescribeslow_new":null,"SpeedDescribeslowopen_new":null,"SpeedDescribeslowclose_new":null,"SlipDescribe_new":null,"SlipDescribemax_new":null,"SlipDescribemax1_new":null,"SlipDescribemax2_new":null,"CostDescribe_new":null,"CostDescribe1_new":null,"CostDescribe2_new":null,"SwapDescribe_new":null,"SwapDescribe1_new":null,"SwapDescribe2_new":null,"OffLineDescribe_new":null,"color":null,"DayTime":null,"TotalTraders":null,"Totalcount":null,"totalbanlance":null,"Sort":null,"SpeedSort":null,"SlipSort":null,"CostSort":null,"SwapSort":null,"OffLineSort":null,"SpeedDescribe":null,"SpeedDescribefast":null,"SpeedDescribefastopen":null,"SpeedDescribefastclose":null,"SpeedDescribeslow":null,"SpeedDescribeslowopen":null,"SpeedDescribeslowclose":null,"SlipDescribe":null,"SlipDescribemax":null,"SlipDescribemax1":null,"SlipDescribemax2":null,"CostDescribe":null,"CostDescribe1":null,"CostDescribe2":null,"SwapDescribe":null,"SwapDescribe1":null,"SwapDescribe2":null,"OffLineDescribe":null,"TotalBrokers":null},"softwareInfo":null,"customerService":{"content":"{brokers name}的客戶服務支持6種語言，您可以通過電話、郵箱、即時通訊軟件與他們聯繫，並收到大部分的相關回答，但是等待時間可能會比較長。","customerServiceDetail":[{"LanguageName":"英語","TraderInvestType":5,"TypeName":"推特","Content":"https://twitter.com/cibc"},{"LanguageName":"英語","TraderInvestType":2,"TypeName":"臉書","Content":"https://www.facebook.com/CIBC/"},{"LanguageName":"英語","TraderInvestType":1,"TypeName":"客服電話","Content":"416-542-9209"},{"LanguageName":"英語","TraderInvestType":3,"TypeName":"郵箱","Content":"Jessica.Steinberg@cibc.com"},{"LanguageName":"英語","TraderInvestType":8,"TypeName":"YouTube","Content":"https://www.youtube.com/user/CIBCVideos"},{"LanguageName":"英語","TraderInvestType":9,"TypeName":"領英","Content":"https://www.linkedin.com/company/cibc-capital-markets/"}]},"influenceInfo":{"content1":"{brokers name}的影響力主要分佈在阿聯酋、加拿大、捷克、法國、英國、希臘、匈牙利、約旦、阿曼、巴基斯坦，影響力平均指數為6.50，綜合評級為B，詳細信息如下：","content2":"{brokers name}的市場策略：搜索來源Google 96.78%、Yahoo 1.82%、DuckDuckGo 0.66%、Bing 0.39%、News 0.16%、其他 0.19%。"},"exposure":{"total":0,"items":[]},"comment":{"Total":0,"CommentTotal":0,"AveageScore":0,"Items":null},"traderCode":"3321977952","code":"3321977952"}